The Securities Law Program offers a robust series of lectures featuring leaders in the field of securities. Under the supervision of Jack W. Murphy, the SLP Lecture Series focuses on a variety of substantive topics of current and enduring importance within securities regulation.
Submissions from 2022
Conference on Environmental, Social, and Governance Investing Under the Federal Securities Laws, Jack W. Murphy
Submissions from 2020
A Virtual Discussion with Hester Peirce, Hester Peirce and Jeremy Kidd
Myths and Realities: Modernizing the Proxy Rules, Elad L. Roisman
Submissions from 2019
Muddy Waters Clearing Up: The Evolving State and Federal Status of a Best Interest Standard for Broker-Dealer and Investment Advisers, Phyllis C. Borzi and Carl Wilkerson
Charges for Order Flow and Market Information…Are they Fair?, Christopher R. Concannon
The Dodd Frank Act in our De-regulatory Environment, Amy Friend
Submissions from 2018
World Bank Investment Instruments for Third World Nations, Dennis C. Sullivan
The Changing Roles of Shareholder Activism, Jason Frankle
Enhancing Corporate Cyber Security, Susan Axelrod
Sustainability, Corporate Value, and SEC Reporting, Daniel Goelzer
Submissions from 2017
Bitcoin Trading: Market Gambling or a Digital Payment System, Kevin Batteh
Unicorns in the Land of Securities Law, Troy A. Paredes
Impact of the 2016 Election on the Dodd Frank Legislation, Thomas Quaadman and Greg Babyal
Submissions from 2016
Why is "CATS" Essential to Securities Law Enforcement?, Scott W. Bauguess
The Value of Non-transparent Markets (“Dark Pool”) in Securities Trading, Matt Andresen
Submissions from 2015
Should In House Attorneys Be Responsible for Corporate Compliance Failures, Rick Ketchum, Dick Walker, and Daniel Gallagher
A Spirited Discussion On Corporate Governance, Daniel Gallagher and Sabastian V. Niles
Insider Trading: Where has it been? Where does it now have to go?, William McLucas, Andrew Ceresney, and Daniel Gallagher
Prosecuting Insider Trading: A Delicate Balance, Stephen L. Cohen
Submissions from 2014
High Frequency Trading: What is it, and How Does it Impact the Markets, Gregg Berman
Recent Developments at the SEC, Daniel Gallagher
Submissions from 2013
Mortgage Bonds, their demise and rebirth.....are we ready for this?, John Arnholz
Proxy Advisors and Their Impact on Corporate Governance and SEC Required Disclosure, Daniel Gallagher
How the SEC is Responding to Increasingly Computerized Markets, Gregg Berman
Submissions from 2012
Pre IPO Issuer Disclosure... Post Facebook, Philip Shaikun
High Frequency Trading: Why is it done? What are its dangers?, James A. Brigagliano, Christopher R. Concannon, and Theodore R. Lazo
Submissions from 2011
Derivative Regulation Post Dodd Frank...., Eric Juzenas
Dodd Frank: What was intended; How are we doing?, Christy L. Romero
The Flash Crash of 2010, Gregg Berman