Title

Why is "CATS" Essential to Securities Law Enforcement?

Streaming Media

Document Type

Event

Publication Date

10-5-2016

Abstract

Dr. Bauguess, who currently serves as the Deputy Director of the U.S. Securities and Exchange Commission Division of Economic and Risk Analysis and Deputy Director of the Office of Risk Assessment, discussed the importance of the Computerized Audit Trail System, "CATS" at the SEC.

A summary of the event is available here.