Should In House Attorneys Be Responsible for Corporate Compliance Failures
The Securities Law Program’s 2015 Fall Speakers Series came to an exciting finale on November 4 with a lively and insightful discussion of when attorneys, serving as general counsels or compliance officers, should be held liable for compliance failures in their firms.
Ketchum, Rick; Walker, Dick; and Gallagher, Daniel, "Should In House Attorneys Be Responsible for Corporate Compliance Failures" (2015). Securities Law Program Lecture Series. 6.