Why is "CATS" Essential to Securities Law Enforcement?
Dr. Bauguess, who currently serves as the Deputy Director of the U.S. Securities and Exchange Commission Division of Economic and Risk Analysis and Deputy Director of the Office of Risk Assessment, discussed the importance of the Computerized Audit Trail System, "CATS" at the SEC.
Bauguess, Scott W., "Why is "CATS" Essential to Securities Law Enforcement?" (2016). Securities Law Program Lecture Series. 4.