Muddy Waters Clearing Up: The Evolving State and Federal Status of a Best Interest Standard for Broker-Dealer and Investment Advisers

Authors

Phyllis C. Borzi
Carl Wilkerson

Streaming Media

Document Type

Article

Publication Date

10-1-2019

Abstract

The Securities Law Program at Catholic Law hosted a discussion on the evolving state and federal status of a best interest standard for broker-dealer and investment advisers entitled, Muddy Waters Clearing Up. The event featured the Honorable Phyllis C. Borzi '78, former Assistant Secretary, Department of Labor, and member of the Catholic Law Board of Visitors and Carl Wilkerson '78, Vice President and Chief Counsel-Securities, American Council of Life Insurers (ACLI).

Additional Information

Recommended Citation

Borzi, Phyllis C. and Wilkerson, Carl, "Muddy Waters Clearing Up: The Evolving State and Federal Status of a Best Interest Standard for Broker-Dealer and Investment Advisers" (2019). Securities Law Program Lecture Series. 26.
https://scholarship.law.edu/securities_lectures/26