Should In House Attorneys Be Responsible for Corporate Compliance Failures

Authors

Rick Ketchum
Dick Walker
Daniel Gallagher

Streaming Media

Document Type

Event

Publication Date

11-4-2015

Abstract

The Securities Law Program’s 2015 Fall Speakers Series came to an exciting finale on November 4 with a lively and insightful discussion of when attorneys, serving as general counsels or compliance officers, should be held liable for compliance failures in their firms.

Recommended Citation

Ketchum, Rick; Walker, Dick; and Gallagher, Daniel, "Should In House Attorneys Be Responsible for Corporate Compliance Failures" (2015). Securities Law Program Lecture Series. 6.
https://scholarship.law.edu/securities_lectures/6